WebDec 8, 2024 · The UK Financial Conduct Authority (FCA) has fined BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited (together, BGC/GFI) £4,775,200 for failing to ensure they had appropriate systems … WebDec 8, 2024 · FCA Fines Three Stockbroking Firms Over £4.7m. The Financial Conduct Authority (FCA) has fined BGC Brokers LP, GFI Brokers Limited and GFI Securities …
FCA fines BGC/GFI for failures connected to market abuse …
WebDec 9, 2024 · Due to inadequate control systems and ineffective detection of potential market abuse, the Financial Conduct Authority (), the UK's regulatory watchdog, fined BGC Brokers LP and two GFI Group subsidiaries, GFI Brokers Limited and GFI Securities Limited, a total of £4,775,200.According to the FCA, the inter-dealer brokers did not put … WebDec 8, 2024 · The UK Financial Conduct Authority (FCA) has fined BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited (together, BGC/GFI) £4,775,200 for failing to … physics studies
FCA fines BGC/GFI for failures connected to market abuse …
WebYou can also pay your Insurance Penalties/Fines at any MVD Self-Service Kiosk. Payment of Insurance Penalties and Fines may not reinstate a suspended vehicle registration … WebDec 8, 2024 · Without this discount, the fine would have been £6,821,800. BGC/GFI have since enhanced their systems and controls. Notes to editors. Final Notice for BGC/GFI. The FCA conducts its own surveillance for market abuse by consolidating data obtained from … WebFeb 23, 2024 · BGC Partners (Australia) Pty Limited (BGC) has paid a total penalty of $90,000 to comply with an infringement notice given to it by the Markets Disciplinary Pan ... Home › News › Financial Services › Fines › BGC Partners pays $90,000 in infringement notice penalty. ... FCA appoints Steve Smart and Therese Chambers to co-lead … physics study design